Sino-Singapore Jingwei, September 27th. According to the website of Shenzhen Securities Regulatory Bureau on the 26th, Shenzhen Shangyuan Capital Management Co., Ltd. and its general manager were issued a warning letter.
Specifically, Shenzhen Shangyuan Capital Management Co., Ltd. failed to conduct investment transactions in accordance with the fund contract in the process of managing Shangyuan No. 4 Private Equity Fund , and failed to perform its duty of prudence and diligence. According to the relevant provisions of the Interim Measures for Supervision and Administration , Shenzhen Securities Regulatory Bureau decided to take administrative supervision measures of issuing warning letters to the company.
Image source: Shenzhen Securities Regulatory Bureau website, the same below
In addition, Du Jinjun has served as the general manager and director of Shangyuan Capital since September 2015, and has also served as the fund manager of Shangyuan No. 4 Private Equity Fund. is responsible for the above-mentioned violations of the company. responsible. Shenzhen Securities Regulatory Bureau decided to take administrative supervision measures by issuing a warning letter. According to the information on the official website of
, Shenzhen Shangyuan Capital Management Co., Ltd. is a member unit of China Securities Investment Fund Industry Association and a governing unit of Shenzhen Investment Fund Association . According to the official website, it provides asset management services for high-net-worth clients at home and abroad, and conducts equity investment in listed companies and non-listed companies, financial consulting and other businesses. (Sino-Singapore Jingwei APP)
-
-
-
-
-
-
-
-
-
-